Steven Dugal, financial advisor Metairie LA

Steven Dugal

CRD Number: 2128963
Current Firm: Northwestern Mutual Investment Services,llc

Steven Dugal (CRD# 2128963) is an Investment Advisor Representative working at Northwestern Mutual Investment Services,llc in Metairie, LA and has over 32 years of experience in the finance industry.

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Company Name Location Dates Years
Northwestern Mutual Wealth Management Company Milwaukee, WI Jan 2016 - Current 8
Northwestern Mutual Wealth Management Company Milwaukee, WI Sep 2015 - Current 8
Thoroughbred Race Horse Ownership Mandeville, LA Dec 2011 - Current 12
Northwestern Mutual Investment Services, LLC Houston, TX Jan 1991 - Current 33
Norhtwestern Mutual Life Milwaukee, WI Mar 1989 - Current 35
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination May 1991
S66 NASAA Uniform Combined State Law Examination Mar 2005
Contact Info for Steven M. Dugal
Phone Number: 866-950-4644
Registered State(s):
  • LA
By the Numbers
  • Total Assets Under Management
    0
    MILLIONS
  • Total Number of Accounts
    0
    ACCOUNTS
  • Average Account Value
    $0
Compensation Options
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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