Carolina Uribe CeminCRD Number: 5394868
Current Firm: Morgan Stanley
Carolina Uribe Cemin (CRD# 5394868) is an Investment Advisor Representative working at Morgan Stanley in Miami, FL and has over 6 years of experience in the finance industry.
Northstar Financial Planners, Inc.
|Morgan Stanley Private Bank, National Association||Miami, FL||Mar 2016 - Current||< 1|
|Morgan Stanley Smith Barney LLC||Miami, FL||Mar 2016 - Current||< 1|
|Morgan Stanley Smith Barney LLC||Miami, FL||Oct 2013 - Mar 2016||2|
|Morgan Stanley Smith Barney LLC||Miami, FL||Mar 2011 - Oct 2013||2|
|Northern Trust Bank||Miami, FL||Feb 2010 - Feb 2011||1|
|Northern Trust Securities Inc.||Miami, FL||Feb 2010 - Feb 2011||1|
|Ubs Financial Services Inc.||Coral Gables, FL||Jan 2010 - Jan 2010||< 1|
|Ubs International||Coral Gables, FL||Jul 2007 - Jan 2010||2|
|Caixanova||Miami, FL||Mar 2007 - Jul 2007||< 1|
|Bank Boston International||Coral Gables, FL||Apr 2005 - Mar 2007||1|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jun 2010|
|S65||NASAA Investment Advisors Law Examination||Jun 2012|
Total Assets Under Management535,890MILLIONS
Total Number of Accounts1,563,538ACCOUNTS
Average Account Value$342,742
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV
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