Carolina Uribe Cemin, financial advisor Miami FL
93 score

Carolina Uribe Cemin

CRD Number: 5394868
Current Firm: Morgan Stanley

Carolina Uribe Cemin (CRD# 5394868) is an Investment Advisor Representative working at Morgan Stanley in Miami, FL and has over 6 years of experience in the finance industry.

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Company Name Location Dates Years
Morgan Stanley Private Bank, National Association Miami, FL Mar 2016 - Current < 1
Morgan Stanley Smith Barney LLC Miami, FL Mar 2016 - Current < 1
Morgan Stanley Smith Barney LLC Miami, FL Oct 2013 - Mar 2016 2
Morgan Stanley Smith Barney LLC Miami, FL Mar 2011 - Oct 2013 2
Northern Trust Bank Miami, FL Feb 2010 - Feb 2011 1
Northern Trust Securities Inc. Miami, FL Feb 2010 - Feb 2011 1
Ubs Financial Services Inc. Coral Gables, FL Jan 2010 - Jan 2010 < 1
Ubs International Coral Gables, FL Jul 2007 - Jan 2010 2
Caixanova Miami, FL Mar 2007 - Jul 2007 < 1
Bank Boston International Coral Gables, FL Apr 2005 - Mar 2007 1
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jun 2010
S65 NASAA Investment Advisors Law Examination Jun 2012
Contact Info for Carolina Uribe Cemin
Phone Number: 914-225-5510
Registered State(s):
  • FL
  • TX
By the Numbers
  • Total Assets Under Management
    535,890
    MILLIONS
  • Total Number of Accounts
    1,563,538
    ACCOUNTS
  • Average Account Value
    $342,742
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Commissions
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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