Humberto Lopez (CRD# 4365800) is an Investment Advisor Representative working at Allaria Asset Management, LLC in Miami, FL and has over 23 years of experience in the finance industry.
CRD# 1612984
Genesis Wealth Management, Inc.
CRD# 4778193
Global Wealth Management Investment Advisory, Inc.
CRD# 4563511
Efg Asset Management (americas) Corp.
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Allaria Securities, LLC | Miami, FL | Jul 2021 - Current | 2 |
| Pruco Securities, LLC | W. Palm Beach, FL | May 2015 - Jun 2021 | 6 |
| The Prudential Insurance Company Of America | W Palm Beach, FL | May 2015 - Jun 2021 | 6 |
| American United Life | Miami, FL | Oct 2014 - May 2015 | < 1 |
| Oneamerica Securities | Miami, FL | Oct 2014 - May 2015 | < 1 |
| Independent Consultant | Miami, FL | Oct 2012 - Oct 2014 | 2 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Apr 2001 |
| S66 | NASAA Uniform Combined State Law Examination | Apr 2017 |
- FL
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Total Assets Under Management141MILLIONS
-
Total Number of Accounts14ACCOUNTS
-
Average Account Value$10,045,894
- A percentage of assets under your management
- Hourly charges
- Performance-based fees
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
FL
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