Luis CorreaCRD Number: 5433845
Current Firm: Raymond James & Associates, Inc.
Luis Correa (CRD# 5433845) is an Investment Advisor Representative working at Raymond James & Associates, Inc. in Miami, FL and has over 9 years of experience in the finance industry.
Northstar Financial Planners, Inc.
|Raymond James & Associates, Inc.||Miami, FL||Sep 2016 - Current||1|
|Deutsche Bank Securities Inc.||Miami, FL||Feb 2012 - Sep 2016||4|
|Wells Fargo Advisors LLC||Miami, FL||May 2009 - Feb 2012||2|
|Wachovia Securities, LLC||Miami, FL||Oct 2007 - May 2009||1|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Jun 2008|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Financial Issue
Total Assets Under Management142,933MILLIONS
Total Number of Accounts472,443ACCOUNTS
Average Account Value$302,541
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV