Luis ZapataCRD Number: 6423578
Current Firm: Hsbc Securities (usa) Inc.
Luis Zapata (CRD# 6423578) is an Investment Advisor Representative working at Hsbc Securities (usa) Inc. in Miami, FL and has over 4 years of experience in the finance industry.
Northstar Financial Planners, Inc.
|Hsbc Private Bank International||Miami, FL||Nov 2014 - Current||3|
|Hsbc Securities (usa) Inc.||Miami, FL||Nov 2014 - Current||3|
|Bancredito International Bank||San Juan, PR||Jan 2013 - Oct 2014||1|
|Santander Private Banking||Miami, FL||Jul 2007 - Dec 2012||5|
|Bank Boston International Private Bank||Coral Gables, FL||Jul 2001 - Jun 2007||5|
|Exam Code||Name||Passed Date|
|S65||NASAA Investment Advisors Law Examination||Jun 2013|
|S63||Uniform Securities State Law Examination||May 2015|
Total Assets Under Management2,985MILLIONS
Total Number of Accounts12,340ACCOUNTS
Average Account Value$241,893
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Performance-based fees
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV