Moises NudelCRD Number: 4439353
Current Firm: Hb Asset Management, L.c.
Moises Nudel (CRD# 4439353) is an Investment Advisor Representative working at Hb Asset Management, L.c. in Miami, FL and has over 10 years of experience in the finance industry.
Northstar Financial Planners, Inc.
|Global Investor Advisory Services, LLC||Miami, FL||Apr 2016 - Current||< 1|
|Hb Asset Management||Miami, FL||Feb 2014 - Current||2|
|Global Investor Services||Miami, FL||Jan 2014 - Current||2|
|Colony Park Financial Services, LLC||Miami, FL||Jun 2012 - Jan 2014||1|
|Atlas One Financial Group, LLC||Miami, FL||Jan 2006 - Jun 2012||6|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Mar 2006|
|S65||NASAA Investment Advisors Law Examination||Apr 2014|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Customer Dispute
Total Assets Under Management426MILLIONS
Total Number of Accounts267ACCOUNTS
Average Account Value$1,596,775
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Performance-based fees
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
AZ, FL, TX