Martin Gauba (CRD# 7402488) is an Investment Advisor Representative working at Morgan Stanley in Middleton, MA and has over 2 years of experience in the finance industry.
CRD# 4257163
Prosperity Wealth Management, Inc.
CRD# 2513892
Advanced Portfolio Design, LLC
CRD# 4046712
Stonehearth Capital Management
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Morgan Stanley | Middleton, MA | Feb 2023 - Current | 1 |
| Fidelity Investments | Merrimack, NH | Jun 2021 - Feb 2023 | 1 |
| Acs Industries | Lincoln, RI | Aug 2020 - May 2021 | < 1 |
| Bryant University | Smithfield, RI | Sep 2017 - May 2021 | 3 |
| Ventus Auto Center | Lakewood, NJ | May 2020 - Jan 2021 | < 1 |
| Valvoline | Butler, NJ | Jun 2018 - Sep 2018 | < 1 |
| Smithfield Peat Co | Smithfield, RI | Sep 2017 - May 2018 | < 1 |
| West Milford High School | West Milford, NJ | Sep 2013 - Jun 2017 | 3 |
| Nfc Amenity Management | Wayne, NJ | Jan 2016 - May 2017 | 1 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Oct 2021 |
| S65 | NASAA Investment Advisors Law Examination | Mar 2023 |
- CT
- TX
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Total Assets Under Management1,402,426MILLIONS
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Total Number of Accounts2,405,783ACCOUNTS
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Average Account Value$582,939
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Commissions
- Performance-based fees
- Other
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies (as well as "business development companies")
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
- Other
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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