Michael Forbes, financial advisor Midvale UT
93 score

Michael Forbes

CRD Number: 1318215
Current Firm: D.a. Davidson & Company

Michael Forbes (CRD# 1318215) is an Investment Advisor Representative working at D.a. Davidson & Company in Midvale, UT and has over 31 years of experience in the finance industry.

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Company Name Location Dates Years
D.a. Davidson & Company Midvale, UT Jan 2010 - Current 6
D.a. Davidson & Company Salt Lake City, UT May 2009 - Jan 2010 < 1
Wachovia Securities, LLC Draper, UT Jan 2008 - May 2009 1
A. G. Edwards & Sons, Inc. Salt Lake City, UT Mar 1991 - Jan 2008 16
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Dec 1984
S65 NASAA Investment Advisors Law Examination Dec 2010
Contact Info for Michael C. Forbes
Phone Number: 406-727-4200
Firm Website: http://www.dadco.com
Registered State(s):
  • UT
By the Numbers
  • Total Assets Under Management
    9,918
    MILLIONS
  • Total Number of Accounts
    33,323
    ACCOUNTS
  • Average Account Value
    $297,645
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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