Lisa Valerio, financial advisor Milford CT
93 score

Lisa Valerio

CRD Number: 5594634
Current Firm: National Planning Corporation ("npc Of America" In Fl & Ny)

Lisa Valerio (CRD# 5594634) is an Investment Advisor Representative working at National Planning Corporation ("npc Of America" In Fl & Ny) in Milford, CT and has over 8 years of experience in the finance industry.

Similar Advisors
Gary Delorenzo, financial advisor Milford CT
Gary J. Delorenzo
CRD# 1065478
American Portfolios Advisors, Inc.
Score
103
Similar Advisors
Harold Hartmann, financial advisor Milford CT
Harold H. Hartmann
CRD# 5580878
Sagepoint Financial, Inc.
Score
103
Similar Advisors
Thomas Beirne III, financial advisor Milford CT
Thomas Beirne III
CRD# 2481521
Halsey Associates Inc.
Score
101
Company Name Location Dates Years
National Planning Corporation Santa Monica, CA Oct 2008 - Current 8
Merritt Staffing Stratford, CT Jun 2008 - Current 8
Bic Corporation Shelton, CT Nov 2006 - May 2008 1
Greenfield Online Wilton, CT Sep 2003 - Oct 2006 3
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Oct 2008
S65 NASAA Investment Advisors Law Examination May 2010
Contact Info for Lisa M. Valerio
Phone Number: 310-899-7900
Firm Website: https://www.natplan.com
Registered State(s):
  • CT
By the Numbers
  • Total Assets Under Management
    7,811
    MILLIONS
  • Total Number of Accounts
    42,943
    ACCOUNTS
  • Average Account Value
    $181,887
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
  • Performance-based fees
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

Ready to hire a financial advisor? Get competitive proposals from Lisa Valerio and other advisors.
BADGES
93
Clean Record
This advisor has a clean track record with regulators.

About Wealthminder

Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.

Wealthminder is a database of every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.

If you are looking for a specific financial advisor and you can’t find them on Wealthminder, it’s likely that they are either exclusively a broker or are unlicensed - please contact us and we’ll try to help!

Finding a Financial Advisor through Wealthminder

Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.

The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.

Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.

You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.

Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.