James Kennedy (CRD# 5360866) is an Investment Advisor Representative working at J.p. Morgan Securities LLC in Fort Wayne, IN and has over 10 years of experience in the finance industry. James Kennedy has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 5440171
Secure Asset Management, LLC
CRD# 1200534
Raymond James & Associates, Inc.
CRD# 3175609
J.p. Morgan Securities LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| J.p. Morgan Securities LLC | Fort Wayne, IN | Apr 2022 - Current | 2 |
| Jpmorgan Chase Bank, N.a. | Fort Wayne, IN | Apr 2022 - Current | 2 |
| Pruco Securities, LLC | Fort Wayne, IN | Jan 2021 - Mar 2022 | 1 |
| The Prudential Insurance Company Of America | Fort Wayne, IN | Jan 2021 - Mar 2022 | 1 |
| Td Ameritrade, Inc. | Fort Wayne, IN | Mar 2018 - Jan 2021 | 2 |
| Td Ameritrade | Fort Wayne, IN | Feb 2018 - Jan 2021 | 2 |
| Charles Schwab & Co | Fort Wayne, IN | Feb 2018 - Jan 2021 | 2 |
| Td Ameritrade Investment Management, LLC | Fort Wayne, IN | Mar 2018 - Dec 2020 | 2 |
| Massachusetts Mutual Life Insurance Co | Fort Wayne, IN | Aug 2013 - Mar 2020 | 6 |
| Howard Bailey Securities, LLC | Fort Wayne, IN | Jun 2017 - Jan 2018 | < 1 |
| Howard Bailey Financial | Fort Wayne, IN | May 2017 - Jan 2018 | < 1 |
| Strategic Advisers, Inc. | Fort Wayne, IN | Apr 2013 - Dec 2016 | 3 |
| Fidelity Brokerage Services LLC | New York, NY | Dec 2009 - Dec 2016 | 7 |
| Fidelity Investments | New York, NY | Dec 2009 - Dec 2016 | 7 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | May 2013 |
- IN
- TX
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Total Assets Under Management249,731MILLIONS
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Total Number of Accounts1,034,072ACCOUNTS
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Average Account Value$241,502
- A percentage of assets under your management
- Other
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
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