George StewartCRD Number: 1153601
Current Firm: Voya Financial Advisors, Inc.
George Stewart (CRD# 1153601) is an Investment Advisor Representative working at Voya Financial Advisors, Inc. in Milwaukee, WI and has over 32 years of experience in the finance industry.
Financial Service Group Inc.
Fortress Planning Group
Cedarpoint Investment Advisors, Inc.
|Voya Financial Advisors||Milwaukee, WI||Sep 2014 - Current||2|
|Stewart Financial Group||Milwaukee, WI||Jul 2012 - Current||4|
|Ing Financial Partners||Milwaukee, WI||Jan 2011 - Sep 2014||3|
|Ing Financial Advisers, LLC||Milwaukee, WI||May 2002 - Dec 2010||8|
|Ing||Milwaukee, WI||Nov 2000 - Dec 2010||10|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Oct 1984|
|S65||NASAA Investment Advisors Law Examination||Dec 1997|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Customer Dispute
Total Assets Under Management9,298MILLIONS
Total Number of Accounts59,441ACCOUNTS
Average Account Value$156,432
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV