Jacob Westphal (CRD# 6412147) is an Investment Advisor Representative working at Heartland Advisors, Inc. in Milwaukee, WI and has over 5 years of experience in the finance industry.
CRD# 170
Mutual Of Omaha Investor Services, Inc.
CRD# 6857150
Landaas & Company
CRD# 6289332
Annex Wealth Management, LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Alps Distributors, Inc. | Denver, CO | Apr 2020 - Current | 4 |
| Heartland Advisors | Milwaukee, WI | Mar 2020 - Current | 4 |
| Ubs Securities LLC | 1285 Avenue Of The Americas, NY | May 2018 - Mar 2020 | 1 |
| Evalueserve | Raleigh, NC | Jun 2016 - May 2018 | 1 |
| University Of Wisconsin-milwaukee | Milwaukee, WI | Aug 2014 - Apr 2016 | 1 |
| Netols Asset Management | Thiensville, WI | May 2015 - Feb 2016 | < 1 |
| Metlife | Milwaukee, WI | Oct 2014 - Jan 2015 | < 1 |
| Oconto Park District | Oconto, WI | Jun 2014 - Aug 2014 | < 1 |
| Rockford University | Rockford, IL | Aug 2013 - May 2014 | < 1 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Sep 2018 |
| S65 | NASAA Investment Advisors Law Examination | Aug 2020 |
- WI
-
Total Assets Under Management1,980MILLIONS
-
Total Number of Accounts98ACCOUNTS
-
Average Account Value$20,206,682
- A percentage of assets under your management
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies (as well as "business development companies")
- Portfolio management for businesses (other than small businesses) or institutional clients
CA, FL, IL, LA, MA, MD, MI, MN, MO, NE, NJ, NV, NY, OH, TN, TX, WI
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