Charles Smith, financial advisor Minneapolis MN
93 score

Charles Smith

CRD Number: 3013738
Current Firm: Wells Fargo Advisors, LLC

Charles Smith (CRD# 3013738) is an Investment Advisor Representative working at Wells Fargo Advisors, LLC in Minneapolis, MN and has over 8 years of experience in the finance industry.

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Company Name Location Dates Years
Wells Fargo Advisors LLC Newport Beach, CA Apr 2011 - Current 5
Wells Fargo Bank, N.a. Newport Beach, CA Jun 2010 - Current 6
Merrill Lynch, Pierce, Fenner & Smith Incorporated Los Angeles, CA Oct 2009 - Jun 2010 < 1
Banc Of America Investments Services, Inc. Pasadena, CA Apr 2008 - Jun 2010 2
Bank Of America N.a Pasadena, CA Apr 2008 - Jun 2010 2
Citi New York, NY Aug 2005 - Apr 2008 2
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Aug 2008
Contact Info for Charles R. Smith
Phone Number: 314-875-3000
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    372,113
    MILLIONS
  • Total Number of Accounts
    1,339,368
    ACCOUNTS
  • Average Account Value
    $277,827
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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