Kelly Axtell, financial advisor Minneapolis MN

Kelly Axtell

CRD Number: 4239652
Current Firm: Rbc Capital Markets, LLC

Kelly Axtell (CRD# 4239652) is an Investment Advisor Representative working at Rbc Capital Markets, LLC in Minneapolis, MN and has over 18 years of experience in the finance industry.

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Company Name Location Dates Years
Rbc Capital Markets, LLC Minneapolis, MN Mar 2008 - Current 12
Rbc Global Asset Management (u.s.) Inc. Minneapolis, MN Jul 2000 - Current 20
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Sep 2002
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved.

Get Details on the FINRA Advisor Check site
Contact Info for Kelly J. Axtell
Phone Number: 212-858-7000
Registered State(s):
  • CA
  • MN
By the Numbers
  • Total Assets Under Management
    141,725
    MILLIONS
  • Total Number of Accounts
    321,244
    ACCOUNTS
  • Average Account Value
    $441,177
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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