Maxime Shaughnessy, financial advisor Minneapolis MN

Maxime Shaughnessy

CRD Number: 6154667
Current Firm: Thrivent Asset Management, LLC

Maxime Shaughnessy (CRD# 6154667) is an Investment Advisor Representative working at Thrivent Asset Management, LLC in Minneapolis, MN and has over 11 years of experience in the finance industry.

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Company Name Location Dates Years
Thrivent Financial Minneapolis, MN Jan 2019 - Current 5
Thrivent Distributors LLC Minneapolis, MN Jan 2019 - Current 5
Locorr Distributors, LLC Excelsior, MN Apr 2017 - Current 7
Thrivent Investment Management Inc. Minneapolis, MN Jan 2019 - Jun 2019 < 1
Ameriprise Financial Services, Inc. Minneapolis, MN Apr 2016 - Feb 2017 < 1
Unemployed Minneapolis, MN Aug 2015 - Apr 2016 < 1
Ameriprise Financial Services, Inc. Minneapolis, MN Jan 2013 - Aug 2015 2
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Mar 2013
S65 NASAA Investment Advisors Law Examination Jun 2016
Contact Info for Maxime K. Shaughnessy
Phone Number: 800-847-4836
Registered State(s):
  • MN
By the Numbers
  • Total Assets Under Management
    30,311
    MILLIONS
  • Total Number of Accounts
    33
    ACCOUNTS
  • Average Account Value
    $918,513,807
Compensation Options
  • A percentage of assets under your management
Advisory Services Offered
  • Portfolio management for investment companies (as well as "business development companies")
  • Other
Types of Clients
Registered States

MN, WI

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