Noel Wells, financial advisor Minneapolis MN
73 score

Noel Wells

CRD Number: 5398527
Current Firm: Columbia Management Investment Advisers, LLC

Noel Wells (CRD# 5398527) is an Investment Advisor Representative working at Columbia Management Investment Advisers, LLC in Minneapolis, MN and has over 6 years of experience in the finance industry.

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Company Name Location Dates Years
Columbia Management Investment Distributors Inc. Minneapolis, MN Jul 2015 - Current 1
Neuberger Berman LLC Minneapolis, MN Jan 2014 - Jul 2015 1
Eagle Fund Distributors, Inc. St Petersburg, FL Nov 2008 - Jan 2014 5
Raymond James Financial St Petersburg, FL Aug 2007 - Nov 2008 1
St Petersburg Aquatics St Petersburg, FL May 2006 - Aug 2008 2
Panini's Bar And Grill Cleveland Heights, OH Aug 2006 - Aug 2007 1
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination May 2010
S65 NASAA Investment Advisors Law Examination Mar 2014
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Regulatory Event
Get Details on the FINRA Advisor Check site
Contact Info for Noel E. Wells
Phone Number: 800-225-2365
Registered State(s):
  • MA
  • MN
By the Numbers
  • Total Assets Under Management
    338,819
    MILLIONS
  • Total Number of Accounts
    8,954
    ACCOUNTS
  • Average Account Value
    $37,839,978
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Performance-based fees
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies (as well as "business development companies")
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
73

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