Stewart Rallis, financial advisor Minneapolis MN
83 score

Stewart Rallis

CRD Number: 1212536
Current Firm: Stairway Partners, LLC

Stewart Rallis (CRD# 1212536) is an Investment Advisor Representative working at Stairway Partners, LLC in Minneapolis, MN and has over 32 years of experience in the finance industry.

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Company Name Location Dates Years
Stairway Partners, LLC Chicago, IL Apr 2013 - Current 3
Investors Financial Group, LLC Plymouth, MN Aug 2010 - Apr 2013 2
Lpl Financial Plymouth, MN Aug 2010 - Dec 2012 2
Morgan Stanley Smith Barney Minneapolis, MN Jun 2009 - Aug 2010 1
Morgan Stanley & Company, Incorporated Bloomington, MN Apr 2007 - Aug 2010 3
Dean Witter Reynolds Inc. Minneapolis, MN Nov 1995 - Apr 2007 11
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Dec 1983
S65 NASAA Investment Advisors Law Examination Dec 1992
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Customer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for Stewart J. Rallis
Phone Number: 630-371-2626
Registered State(s):
  • IL
  • MN
By the Numbers
  • Total Assets Under Management
    409
    MILLIONS
  • Total Number of Accounts
    96
    ACCOUNTS
  • Average Account Value
    $4,259,964
Compensation Options
  • A percentage of assets under your management
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
Types of Clients
Registered States

FL, IL, MN, NH

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BADGES
83

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