James Quandt (CRD# 1885341) is an Investment Advisor Representative working at Cetera Investment Advisers LLC in Minnetonka, MN and has over 35 years of experience in the finance industry. James Quandt has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 1682050
Osaic Wealth, Inc.
CRD# 2309650
Wealth Enhancement Advisory Services, LLC
CRD# 5609846
Edward Jones
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Cetera Advisor Networks LLC | Minnetonka, MN | Aug 2023 - Current | < 1 |
| Cetera Investment Advisers LLC | Schaumburg, IL | Aug 2023 - Current | < 1 |
| Quandt Family Limited Partnership | Excelsior, MN | Oct 2006 - Current | 17 |
| Fortune Financial Holdings LLC | Minnetonka, MN | Oct 2000 - Current | 23 |
| North Star Consultants, Inc & North Star Brokerage Inc. | Minneapolis, MN | Jan 1989 - Current | 35 |
| Securian Financial Services, Inc. | St. Paul, MN | Mar 1989 - Aug 2023 | 34 |
| Minnesota Life Insurance Company | St. Paul, MN | Jan 1989 - Aug 2023 | 34 |
| Cri Securities, LLC | St. Paul, MN | Mar 1989 - Oct 2021 | 32 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Mar 1989 |
- MN
- TX
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Total Assets Under Management104,469MILLIONS
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Total Number of Accounts423,554ACCOUNTS
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Average Account Value$246,648
- A percentage of assets under your management
- Hourly charges
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- Educational seminars/workshops
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