Nico Sharp, financial advisor Mission Viejo CA
80 score

Nico Sharp

CRD Number: 5988268
Current Firm: J.p. Morgan Securities LLC

Nico Sharp (CRD# 5988268) is an Investment Advisor Representative working at J.p. Morgan Securities LLC in Mission Viejo, CA and has over 4 years of experience in the finance industry.

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Company Name Location Dates Years
Jp Morgan Securities LLC Woodland Hills, CA Apr 2015 - Current 1
Td Ameritrade, Inc. New York, NY Apr 2013 - Apr 2015 2
Amerivest Investment Management Beverly Hills, CA Apr 2013 - Apr 2015 2
Pnc Bank Plainsboro, NJ Jan 2013 - Mar 2013 < 1
Pnc Investments LLC Pittsburgh, PA Jan 2013 - Mar 2013 < 1
Pnc Bank Plainsboro, NJ Jan 2013 - Mar 2013 < 1
Wells Fargo Advisors, LLC Short Hills, NJ Jun 2012 - Jan 2013 < 1
Wells Fargo Bank Na Westfield, NJ Jun 2012 - Jan 2013 < 1
Wells Fargo Advisors, LLC Short Hills, NJ Oct 2011 - May 2012 < 1
Yodle, Inc. New York, NY May 2011 - Sep 2011 < 1
Stratmar Newark, NJ Oct 2010 - May 2011 < 1
Icg New York, NY May 2010 - Sep 2010 < 1
Bank Of America, N.a. Newark, NJ Mar 2007 - Mar 2010 3
Rutgers University Newark, NJ Sep 2006 - Aug 2009 2
St Peters College Jersey City, NJ Aug 2004 - Sep 2006 2
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Feb 2012
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Customer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for Nico R. Sharp
Phone Number: 800-999-2000
Firm Website: https://www.jpmorgan.com
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    70,743
    MILLIONS
  • Total Number of Accounts
    344,720
    ACCOUNTS
  • Average Account Value
    $205,219
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Performance-based fees
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
80

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