John Ferguson (CRD# 4776953) is an Investment Advisor Representative working at Steward Partners Investment Advisory, LLC in Mobile, AL and has over 19 years of experience in the finance industry. John Ferguson has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
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Eagle Strategies LLC
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Cadaret Grant & Co Inc.
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Kovack Advisors, Inc.
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Steward Partners Investment Advisory, LLC | Mobile, AL | Feb 2023 - Current | 1 |
| Steward Partners Investment Solutions, LLC | Mobile, AL | Jan 2023 - Current | 1 |
| Steward Partners Global Advisory, LLC | Mobile, AL | Jan 2023 - Current | 1 |
| Wells Fargo Clearing Services, LLC | Birmingham, AL | Nov 2016 - Jan 2023 | 6 |
| Wells Fargo Advisors, LLC | Birmingham, AL | Aug 2015 - Nov 2016 | 1 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Mobile, AL | Jun 2007 - Aug 2015 | 8 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | Jul 2004 |
- AL
- LA
- TX
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Total Assets Under Management15,388MILLIONS
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Total Number of Accounts30,287ACCOUNTS
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Average Account Value$508,088
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Other
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY
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