Lori DominguezCRD Number: 3026696
Current Firm: U.s. Bancorp Investments, Inc.
Lori Dominguez (CRD# 3026696) is an Investment Advisor Representative working at U.s. Bancorp Investments, Inc. in Montclair, CA and has over 20 years of experience in the finance industry.
Jst Investment Consulting
Eclectic Associates, Inc.
Asset Planning, Inc.
|U.s. Bancorp Investments, Inc.||La Verne, CA||May 2012 - Current||5|
|Merrill Lynch, Pierce, Fenner & Smith Incorporated||Ontario, CA||Oct 2009 - May 2012||2|
|Banc Of America Insurance Services, Inc.||West Covina, CA||Jul 1999 - Oct 2009||10|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Mar 1998|
|S65||NASAA Investment Advisors Law Examination||Jan 2007|
Total Assets Under Management6,171MILLIONS
Total Number of Accounts27,543ACCOUNTS
Average Account Value$224,036
- A percentage of assets under your management
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY