Scott Smith, financial advisor Montclair NJ

Scott Smith

CRD Number: 2325807
Current Firm: Sfi Advisors, LLC

Scott Smith (CRD# 2325807) is an Investment Advisor Representative working at Sfi Advisors, LLC in Montclair, NJ and has over 30 years of experience in the finance industry.

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Origin Investment Advisory LLC
Professional Designations
Company Name Location Dates Years
Sfi Advisors, LLC Montclair, NJ May 2017 - Current 6
Princeton Funds Distributor, Inc. Plainsboro, NJ Mar 1987 - Current 37
Kestra Advisory Services, LLC Austin, TX Apr 2016 - May 2017 1
Kestra Investment Services, LLC Austin, TX Jun 2006 - May 2017 10
Nfp Securities Inc. Austin, TX Jan 2004 - Sep 2016 12
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Apr 1993
S65 NASAA Investment Advisors Law Examination Sep 1993
Contact Info for Scott R. Smith
Phone Number: 973-744-1014
Firm Website: http://sfiadvisors.com/
Registered State(s):
  • NJ
By the Numbers
  • Total Assets Under Management
    197
    MILLIONS
  • Total Number of Accounts
    335
    ACCOUNTS
  • Average Account Value
    $587,940
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Other
Types of Clients
Registered States

FL, GA, IL, LA, NH, NJ, NY, TX

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