Scott Smith, financial advisor Montclair NJ

Scott Smith

CRD Number: 2325807
Current Firm: Sfi Advisors, LLC

Scott Smith (CRD# 2325807) is an Investment Advisor Representative working at Sfi Advisors, LLC in Montclair, NJ and has over 30 years of experience in the finance industry.

Similar Advisors
Danna Jacobs, financial advisor Montclair NJ
Danna Jacobs
CRD# 5366446
Legacy Care Wealth, LLC
Similar Advisors
Michael Kay, financial advisor Montclair NJ
Michael F. Kay
CRD# 1420183
Financial Life Focus, LLC
Similar Advisors
David Fowler, financial advisor Montclair NJ
David A. Fowler
CRD# 5146297
Origin Investment Advisory LLC
Professional Designations
Company Name Location Dates Years
Sfi Advisors, LLC Montclair, NJ May 2017 - Current 6
Princeton Funds Distributor, Inc. Plainsboro, NJ Mar 1987 - Current 37
Kestra Advisory Services, LLC Austin, TX Apr 2016 - May 2017 1
Kestra Investment Services, LLC Austin, TX Jun 2006 - May 2017 10
Nfp Securities Inc. Austin, TX Jan 2004 - Sep 2016 12
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Apr 1993
S65 NASAA Investment Advisors Law Examination Sep 1993
Contact Info for Scott R. Smith
Phone Number: 973-744-1014
Firm Website:
Registered State(s):
  • NJ
By the Numbers
  • Total Assets Under Management
  • Total Number of Accounts
  • Average Account Value
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Other
Types of Clients
Registered States


Ready to hire a financial advisor? Get competitive proposals from multiple advisors.

About Wealthminder

Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.

Wealthminder is a database of every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.

If you are looking for a specific financial advisor and you can’t find them on Wealthminder, it’s likely that they are either exclusively a broker or are unlicensed - please contact us and we’ll try to help!

Finding a Financial Advisor through Wealthminder

Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.

The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.

Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.

You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.

Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.