Michael Middendorf, financial advisor Montgomery TX
96 score

Michael Middendorf

CRD Number: 2969928
Current Firm: Alpha Cubed Investments, LLC

Michael Middendorf (CRD# 2969928) is an Investment Advisor Representative working at Alpha Cubed Investments, LLC in Montgomery, TX and has over 19 years of experience in the finance industry. Michael Middendorf has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Alpha Cubed Investments, LLC Newport Beach, CA Oct 2014 - Current 2
The Leaders Group Inc. Littleton, CO Oct 2014 - Current 2
Ameriprise Financial Services The Woodlands, TX Feb 2013 - Oct 2014 1
Bank Of America Na Houston, TX Jan 2011 - Feb 2013 2
Merrill Lynch, Pierce, Fenner & Smith Houston, TX Jul 2006 - Feb 2013 6
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Nov 1997
S66 NASAA Uniform Combined State Law Examination Jun 2003
Contact Info for Michael F. Middendorf
Phone Number: (800) 701-2457
Registered State(s):
  • TX
By the Numbers
  • Total Assets Under Management
    521
    MILLIONS
  • Total Number of Accounts
    1,397
    ACCOUNTS
  • Average Account Value
    $373,235
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
Types of Clients
Registered States

AZ, CA, CO, FL, HI, IL, MI, NM, NV, OR, TX, UT, WA

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BADGES
96
Clean Record
This advisor has a clean track record with regulators.

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