Daniel House, financial advisor Montpelier VT
93 score

Daniel House

CRD Number: 5921828
Current Firm: Esi Financial Advisors

Daniel House (CRD# 5921828) is an Investment Advisor Representative working at Esi Financial Advisors in Montpelier, VT and has over 5 years of experience in the finance industry. Daniel House has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Equity Services Inc. Montpelier, VT Mar 2014 - Current 2
Pack 635 Cub Scouts Essex Junction, VT Jan 2012 - Current 4
Essex Junction Town Board Essex Junction, VT Apr 2010 - Current 6
Northwestern Mutual Investment Services, LLC Colchester, VT Apr 2013 - Feb 2014 < 1
Northwestern Mutual Investment Services, LLC Colchester, VT Jun 2011 - Feb 2014 2
Northwestern Mutual Life Insurance Company Milwaukee, WI May 2011 - Feb 2014 2
Ck Financial Essex Junction, VT Nov 2010 - May 2011 < 1
Self Employed Essex Junction, VT Aug 2004 - Dec 2010 6
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jun 2011
S65 NASAA Investment Advisors Law Examination Dec 2011
Contact Info for Daniel R. House
Phone Number: 800-344-7437
Registered State(s):
  • VT
By the Numbers
  • Total Assets Under Management
    975
    MILLIONS
  • Total Number of Accounts
    6,558
    ACCOUNTS
  • Average Account Value
    $148,612
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, IA, ID, IL, IN, KS, KY, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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