Henry O'brienCRD Number: 1158552
Current Firm: Royal Alliance Associates, Inc.
Henry O'brien (CRD# 1158552) is an Investment Advisor Representative working at Royal Alliance Associates, Inc. in Montvale, NJ and has over 19 years of experience in the finance industry.
|The Haworth Financial Group, LLC||Haworth, NJ||Jun 2008 - Current||8|
|Investment Advisors Asset Management, LLC||West Long Branch, NJ||Jul 2007 - Current||9|
|Royal Alliance Associates||New York, NY||Nov 2006 - Current||10|
|Henry J. O' Brien Public Accountnat||Haworth, NJ||Jan 1977 - Current||40|
|Fcmc Mortgage Corp||Clifton, NJ||Jul 2009 - May 2012||2|
|Principal Lending, Inc.||Haworth, NJ||Nov 2008 - Jul 2009||< 1|
|Customized Mortgage Solutions, LLC||Old Tappan, NJ||Feb 2007 - Nov 2008||1|
|Equity Source Home Loans, LLC||Morganvillle, NJ||Jan 2005 - Feb 2007||2|
|Investment Advisors & Consultants, Inc.||West Long Branch, NJ||Mar 1996 - Nov 2006||10|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Aug 1997|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Judgments / Liens
Total Assets Under Management4,629MILLIONS
Total Number of Accounts19,113ACCOUNTS
Average Account Value$242,202
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV
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