Thomas Tang (CRD# 4109886) is an Investment Advisor Representative working at Raymond James Financial Services Advisors, Inc. in Monument, CO and has over 24 years of experience in the finance industry.
CRD# 1036566
Buswell Associates, Inc.
CRD# 6403098
Rfg Advisory, LLC
CRD# 2202065
Adelmann Financial, Inc.
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Beacon Light LLC | Colorado Springs, CO | May 2018 - Current | 5 |
| Tang Wealth Management | Colorado Springs, CO | Sep 2014 - Current | 9 |
| Raymond James Financial Services Advisors Inc. | Colorado Springs, CO | Sep 2011 - Current | 12 |
| Raymond James Financial Service, Inc. | Colorado Springs, CO | Aug 2011 - Current | 12 |
| 902 Prickly Pear | Colorado Springs, CO | Oct 2015 - Aug 2020 | 4 |
| Insurance Designers Of Colorado | Colorado Springs, CO | Sep 2017 - May 2018 | < 1 |
| Rental Real Estate | Colorado Springs, CO | Oct 2012 - Mar 2018 | 5 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Mar 2000 |
| S65 | NASAA Investment Advisors Law Examination | Sep 2007 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- CO
- TX
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Total Assets Under Management275,430MILLIONS
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Total Number of Accounts985,117ACCOUNTS
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Average Account Value$279,591
- A percentage of assets under your management
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- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
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AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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