David Brown (CRD# 4425243) is an Investment Advisor Representative working at Cetera Investment Advisers LLC in Mooresville, IN and has over 22 years of experience in the finance industry.
CRD# 838414
Canterbury Investment Management, LLC
CRD# 5915026
Edward Jones
CRD# 5202152
Merrill Lynch, Pierce, Fenner & Smith Incorporated
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Regions Bank | Noblesville, IN | Jun 2020 - Current | 3 |
| Cetera Investment Advisers LLC | Noblesville, IN | Jun 2020 - Current | 3 |
| Cetera Investment Services LLC | St. Cloud, MN | Jun 2020 - Current | 3 |
| Pruco Securites LLC | Indianapolis, IN | Aug 2019 - May 2020 | < 1 |
| The Prudential Insurance Company Of America | Indianapolis, IN | Aug 2019 - May 2020 | < 1 |
| Senior Life | Thomasville, GA | Feb 2018 - Jul 2019 | 1 |
| Mutual Of Omaha Investor Services | Indianapolis, IN | Jul 2014 - Feb 2019 | 4 |
| Mutual Of Omaha Insurance Company | Indianapolis, IN | May 2014 - Feb 2019 | 4 |
| American United Life | Carmel, IN | Mar 2013 - May 2014 | 1 |
| Oneamerica Securities | Carmel, IN | Mar 2013 - May 2014 | 1 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Aug 2001 |
| S65 | NASAA Investment Advisors Law Examination | Mar 2006 |
- IN
- TX
-
Total Assets Under Management104,469MILLIONS
-
Total Number of Accounts423,554ACCOUNTS
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Average Account Value$246,648
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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