Sara SeasholtzCRD Number: 867376
Current Firm: Fsc Securities Corporation
Sara Seasholtz (CRD# 867376) is an Investment Advisor Representative working at Fsc Securities Corporation in Mooresville, NC and has over 35 years of experience in the finance industry. Sara Seasholtz has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Prospera Financial Services, Inc.
3a Financial Group LLC
Aventus Investment Advisors, Inc.
|Fsc Securities Corporation||Mooresville, NC||Feb 2009 - Current||8|
|Advantage Capital Corporation||Mooresville, NC||Jan 1990 - Feb 2009||19|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jan 1982|
Total Assets Under Management5,630MILLIONS
Total Number of Accounts24,779ACCOUNTS
Average Account Value$227,192
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops