Raymond PrendergastCRD Number: 4435295
Current Firm: Advice And Planning Services
Raymond Prendergast (CRD# 4435295) is an Investment Advisor Representative working at Advice And Planning Services in Morgantown, WV and has over 15 years of experience in the finance industry.
Centaurus Financial, Inc.
Allegheny Investments, Ltd.
Northwestern Mutual Investment Services,llc
|Tiaa-cref Individual & Institutional Services, LLC||Morgantown, WV||Mar 2016 - Current||1|
|Tiaa||Morgantown, WV||Mar 2016 - Current||1|
|Guardian Life Insurance Company||Morgantown, WV||Aug 2010 - Mar 2016||5|
|Park Avenue Securities||Morgantown, WV||Aug 2010 - Mar 2016||5|
|Axa Advisors, LLC||Fairmont, WV||Aug 2001 - Aug 2010||9|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Oct 2001|
Total Assets Under Management16,792MILLIONS
Total Number of Accounts45,960ACCOUNTS
Average Account Value$365,356
- A percentage of assets under your management
- Financial planning services
- Portfolio management for individuals and/or small businesses
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV