Be advised. This advisor is no longer registered as an Independent Advisor Representative. They may still be registered as a broker.
Douglas Cundey, financial advisor Morristown NJ
83 score

Douglas Cundey

CRD Number: 1247734
Current Firm: Gilford Financial Corp.

Douglas Cundey (CRD# 1247734) is an Investment Advisor Representative working at Gilford Financial Corp. in Morristown, NJ and has over 32 years of experience in the finance industry.

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Company Name Location Dates Years
Ladenburg Thalmann & Company, Inc. Morristown, NJ Oct 2015 - Current 1
Ladenburg Thalmann Asset Management Morristown, NJ Oct 2015 - Current 1
Gilford Securities, Inc. Morristown, NJ Dec 2006 - Oct 2015 8
Salomon Smith Barney Inc. New York, NY May 2000 - Nov 2006 6
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Oct 1984
S65 NASAA Investment Advisors Law Examination Jan 2007
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Customer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for Douglas H. Cundey
Phone Number: 212-888-6400
Registered State(s):
  • NJ
By the Numbers
  • Total Assets Under Management
  • Total Number of Accounts
  • Average Account Value
Compensation Options
  • A percentage of assets under your management
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
Types of Clients
Registered States

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