Joan Nilan, financial advisor Mount Arlington NJ
81 score

Joan Nilan

CRD Number: 4462502
Current Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated

Joan Nilan (CRD# 4462502) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Mount Arlington, NJ and has over 15 years of experience in the finance industry.

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Company Name Location Dates Years
Bank Of America, N.a. Randolph, NJ Apr 2014 - Current 2
Merrill Lynch, Pierce, Fenner & Smith Incorporated Randolph, NJ Mar 2014 - Current 2
Wells Fargo Advisors LLC Short Hiils, NJ Jul 2011 - Mar 2014 2
Mml Investors Services Inc. Little Falls, NJ Jan 2010 - Jul 2011 1
Mass Mutual Life Insurance Company Little Falls, NJ Jan 2010 - Jul 2011 1
Hornor, Townsend & Kent, Inc. Horsham, PA Jan 2007 - Jan 2010 3
Penn Mutual Horsham, PA Jan 2007 - Jan 2010 3
Metlife Securities, Inc. Roseland, NJ Oct 2001 - Jan 2007 5
Metropolitan Life Insurance Co Roseland, NJ Oct 2001 - Jan 2007 5
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Oct 2001
S65 NASAA Investment Advisors Law Examination Aug 2003
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Financial Issue
Get Details on the FINRA Advisor Check site
Contact Info for Joan Nilan
Phone Number: 800-637-7455
Registered State(s):
  • NJ
By the Numbers
  • Total Assets Under Management
    575,342
    MILLIONS
  • Total Number of Accounts
    1,715,259
    ACCOUNTS
  • Average Account Value
    $335,425
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
81

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