Gregory CollierCRD Number: 1408843
Current Firm: Raymond James Financial Services Advisors, Inc.
Gregory Collier (CRD# 1408843) is an Investment Advisor Representative working at Raymond James Financial Services Advisors, Inc. in Mount Dora, FL and has over 32 years of experience in the finance industry. Gregory Collier has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Ameriprise Financial Services, Inc.
American Financial Advisors Inc.
Retirement Wealth Advisors, Inc.
|Raymond James Financial Services Advisors, Inc.||Mt Dora, FL||Jan 2009 - Current||8|
|First National Financial Solutions||Mt Dora, FL||Apr 2007 - Current||10|
|Collier Financial Solutions,inc||Mount Dora, FL||Feb 2006 - Current||11|
|Insurance-non Variable||Mt Dora, FL||Aug 2005 - Current||12|
|Raymond James Financial Services||Mt. Dora, FL||Apr 2005 - Current||12|
|First National Bank Of Mount Dora||Mount Dora, FL||Jul 2015 - Jul 2015||< 1|
|Lake Sumter County Hospice||Mt Dora, FL||Aug 2005 - Jun 2013||7|
|Cornerstone||Mt Dora, FL||Aug 2005 - Jun 2013||7|
|Waterman Village Foundation||Mt. Dora, FL||Dec 2005 - Dec 2012||7|
|Condo Owner||Mount Dora, FL||Feb 2006 - Mar 2011||5|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Oct 1985|
|S65||NASAA Investment Advisors Law Examination||Jul 1999|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Criminal Record
Total Assets Under Management64,210MILLIONS
Total Number of Accounts224,839ACCOUNTS
Average Account Value$285,581
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV