Christopher Pelley (CRD# 1008077) is an Investment Advisor Representative working at Apollon Wealth Management, LLC in Greenwood Village, CO and has over 33 years of experience in the finance industry.
CRD# 1036566
Buswell Associates, Inc.
CRD# 5513725
Margin
CRD# 6280566
Motley Fool Wealth Management, LLC
Company Name | Location | Dates | Years |
---|---|---|---|
Purshe Kaplan Sterling Investments | Albany, NY | Jan 2022 - Current | 2 |
Apollon Wealth Management, LLC | Parker, CO | Dec 2021 - Current | 2 |
Moloney Securities Company, Inc. | Manchester, MO | May 2016 - Dec 2021 | 5 |
Moloney Securities Asset Managment LLC | Manchester, MO | May 2016 - Dec 2021 | 5 |
Moloney Investment Advisory LLC | Manchester, MO | May 2016 - Dec 2016 | < 1 |
Rbc Capital Markets LLC | Greenwood Village, CO | Oct 2014 - May 2016 | 1 |
First Allied Advisory Services, Inc. | Chesterfield, MO | Jul 2012 - Oct 2014 | 2 |
First Allied Securities, Inc. | Denver, CO | May 2010 - Oct 2014 | 4 |
Exam Code | Name | Passed Date |
---|---|---|
S63 | Uniform Securities State Law Examination | Jul 1990 |
S65 | NASAA Investment Advisors Law Examination | Nov 1999 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- CO
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Total Assets Under Management5,520MILLIONS
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Total Number of Accounts15,301ACCOUNTS
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Average Account Value$360,738
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Pension consulting services
- Selection of other advisers (including private fund managers)
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