Brian WegrzynCRD Number: 1446174
Current Firm: Moloney Investment Advisory LLC
Brian Wegrzyn (CRD# 1446174) is an Investment Advisor Representative working at Moloney Investment Advisory LLC in Mount Prospect, IL and has over 30 years of experience in the finance industry. Brian Wegrzyn has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Ellis Wealth Advisors, LLC
Waddell & Reed
|Moloney Investment Advisory LLC||Manchester, MO||Feb 2016 - Current||2|
|Moloney Securities Asset Management LLC||Manchester, MO||Feb 2016 - Current||2|
|Moloney Securities Company, Inc.||Manchester, MO||Aug 2009 - Current||8|
|Synergistic Financial Consultants||Northbrook, IL||May 1980 - Current||37|
|Waterstone Financial Group, Inc.||Itasca, IL||Oct 2002 - Aug 2009||6|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||May 1987|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Criminal Record
Total Assets Under Management0MILLIONS
Total Number of Accounts0ACCOUNTS
Average Account Value$0
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Educational seminars/workshops
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