Amy Schwab, financial advisor Mount Vernon WA
88 score

Amy Schwab

CRD Number: 6024823
Current Firm: Ameriprise Financial Services, Inc.

Amy Schwab (CRD# 6024823) is an Investment Advisor Representative working at Ameriprise Financial Services, Inc. in Mount Vernon, WA and has over 2 years of experience in the finance industry.

Similar Advisors
Randall Wall, financial advisor Mount Vernon WA
Randall R. Wall
CRD# 4015381
Penn Cove Financial, LLC
Score
101
Similar Advisors
Nathan Twining, financial advisor Mount Vernon WA
Nathan J. Twining
CRD# 6142269
Financial Plan, Inc.
Score
100
Similar Advisors
Warren Phillips, financial advisor Mount Vernon WA
Warren D. Phillips
CRD# 3104701
Edward Jones
Score
98
Company Name Location Dates Years
Ameriprise Financial Services, Inc. Mount Vernon, WA Jan 2012 - Current 4
Woodstock Inc. Bellingham, WA Oct 2011 - Jan 2012 < 1
Guild Mortgage Company Oak Harbor, WA Jun 2011 - Oct 2011 < 1
Hometown Lending Bellingham, WA Jan 2010 - May 2011 1
Summit Bank Burlington, WA Aug 2007 - Dec 2009 2
Western Washington University Bellingham, WA Sep 2005 - Mar 2008 2
Hallmark Refining Corp Mount Vernon, WA Sep 2001 - Jul 2007 5
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Jun 2014
Contact Info for Amy K. Schwab
Phone Number: 612-671-3131
Registered State(s):
  • WA
By the Numbers
  • Total Assets Under Management
    178,060
    MILLIONS
  • Total Number of Accounts
    1,085,445
    ACCOUNTS
  • Average Account Value
    $164,044
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

Ready to hire a financial advisor? Get competitive proposals from Amy Schwab and other advisors.
BADGES
88
Clean Record
This advisor has a clean track record with regulators.

About Wealthminder

Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.

Wealthminder is a database of every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.

If you are looking for a specific financial advisor and you can’t find them on Wealthminder, it’s likely that they are either exclusively a broker or are unlicensed - please contact us and we’ll try to help!

Finding a Financial Advisor through Wealthminder

Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.

The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.

Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.

You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.

Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.