James Morimoto (CRD# 7508552) is an Investment Advisor Representative working at Morgan Stanley in Mountain View, CA and has 1 year of experience in the finance industry.
CRD# 1351279
Lpl Financial LLC
CRD# 6828753
Fidelity Personal And Workplace Advisors
CRD# 2183126
Lpl Financial LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Morgan Stanley Smith Barney LLC | Mountain View, CA | Mar 2022 - Current | 2 |
| Coty | Las Vegas, NV | Aug 2017 - Feb 2022 | 4 |
| Marquette University | Milwaukee, WI | Aug 2019 - Dec 2021 | 2 |
| Schwarz Dygos Wheeler Investment Advisors | Minneapolis, MN | May 2021 - Aug 2021 | < 1 |
| Jacksons Blue Ribbon Pub Downtown | Milwaukee, WI | Oct 2019 - Aug 2020 | < 1 |
| Dave And Busters | Milwaukee, WI | Dec 2018 - Sep 2019 | < 1 |
| University Of Nevada Las Vegas | Las Vegas, NV | Jan 2017 - Dec 2018 | 1 |
| California State Fresno | Fresno, CA | Aug 2016 - Dec 2016 | < 1 |
| Fresno State University Football | Fresno, CA | Jun 2016 - Dec 2016 | < 1 |
| Liberty High School | Henderson, NV | Aug 2012 - May 2016 | 3 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | Aug 2022 |
- CA
- TX
-
Total Assets Under Management1,402,426MILLIONS
-
Total Number of Accounts2,405,783ACCOUNTS
-
Average Account Value$582,939
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Commissions
- Performance-based fees
- Other
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies (as well as "business development companies")
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
- Other
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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