Jeff HsiaoCRD Number: 4478088
Current Firm: Transamerica Financial Advisors, Inc.
Jeff Hsiao (CRD# 4478088) is an Investment Advisor Representative working at Transamerica Financial Advisors, Inc. in Mountain View, CA and has over 6 years of experience in the finance industry.
Altos Investments, Inc.
Meyers Wealth Management
Prosperity Financial Group, Inc.
|Gmt, LLC||Santa Clara, CA||Dec 2014 - Current||2|
|Transamerica Financial Advisors, Inc.||Mountain View, CA||Jan 2012 - Current||5|
|Gold Team, LLC||Alviso, CA||Jun 2005 - Current||11|
|World Financial Group, Inc.||Mountain View, CA||Jun 2001 - Current||15|
|World Group Securities||Alviso, CA||Sep 2010 - Jan 2012||1|
|Student||Cupertino, CA||Sep 1990 - Apr 2011||20|
|City College Of Ny||New York, NY||Jun 2009 - Jun 2010||1|
|Monarch Alternative Captial||New York, NY||Jun 2008 - Jun 2009||1|
|City College Of Ny||New York, NY||Jan 2007 - Jun 2008||1|
|Wgs,inc||Alviso, CA||Oct 2003 - Oct 2006||3|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Oct 2010|
|S65||NASAA Investment Advisors Law Examination||Jan 2011|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Judgments / Liens
Total Assets Under Management4,493MILLIONS
Total Number of Accounts33,842ACCOUNTS
Average Account Value$132,767
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV