Michael Truong (CRD# 5285157) is an Investment Advisor Representative working at U.s. Bancorp Investments, Inc. in Mountain View, CA and has over 13 years of experience in the finance industry.
CRD# 1351279
Lpl Financial LLC
CRD# 6828753
Fidelity Personal And Workplace Advisors
CRD# 2183126
Lpl Financial LLC
Company Name | Location | Dates | Years |
---|---|---|---|
U.s. Bancorp Investments, Inc. | Mountain View, CA | Jan 2022 - Current | 2 |
U.s. Bank | Mountain View, CA | Jan 2022 - Current | 2 |
Wells Fargo Clearing Services, LLC | San Jose, CA | Apr 2021 - Jan 2022 | < 1 |
Wells Fargo Bank, Na | San Jose, CA | Apr 2021 - Jan 2022 | < 1 |
E*trade Securities LLC | Cupertino, CA | Oct 2020 - Apr 2021 | < 1 |
E*trade Capital Management LLC | Cupertino, CA | Oct 2020 - Apr 2021 | < 1 |
Jp Morgan Securities LLC | San Jose, CA | Mar 2019 - Oct 2020 | 1 |
Jp Morgan Chase Bank, N.a. | San Jose, CA | Mar 2019 - Oct 2020 | 1 |
Wells Fargo Clearing Services LLC | San Jose, CA | Feb 2018 - Mar 2019 | 1 |
Wells Fargo Bank Na | San Jose, CA | Jan 2018 - Mar 2019 | 1 |
Citigroup | Sunnyvale, CA | Jun 2017 - Jan 2018 | < 1 |
Wells Fargo Clearing Services, LLC | San Jose, CA | Nov 2016 - Jun 2017 | < 1 |
Wells Fargo Bank Na | San Jose, CA | Feb 2014 - Feb 2017 | 3 |
Wells Fargo Clearing Services LLC | San Jose, CA | Mar 2014 - Nov 2016 | 2 |
Exam Code | Name | Passed Date |
---|---|---|
S63 | Uniform Securities State Law Examination | Oct 2010 |
S66 | NASAA Uniform Combined State Law Examination | Apr 2019 |
- CA
-
Total Assets Under Management15,875MILLIONS
-
Total Number of Accounts60,028ACCOUNTS
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Average Account Value$264,455
- A percentage of assets under your management
- Other
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY
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