Roland Ortiz (CRD# 6762933) is an Investment Advisor Representative working at Athena Wealth Management in Murrieta, CA and has over 6 years of experience in the finance industry.
CRD# 4876819
Merrill Lynch, Pierce, Fenner & Smith Incorporated
CRD# 5480138
Safeguard Investment Advisory Group, LLC
CRD# 2066720
Osaic Wealth, Inc.
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Athena Wealth Management | Temecula, CA | Aug 2019 - Current | 4 |
| Ig Advisors LLC | Temecula, CA | Jan 2019 - Current | 5 |
| Unemployed | Menifee, CA | Oct 2018 - Dec 2018 | < 1 |
| Bank Of America, N.a. | Carlsbad, CA | Jan 2018 - Sep 2018 | < 1 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Carlsbad, CA | Feb 2017 - Sep 2018 | 1 |
| Unemployed | Menifee, CA | Jun 2016 - Jan 2017 | < 1 |
| Thomas Jefferson School Of Law | San Diego, CA | Sep 2013 - Apr 2016 | 2 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | Aug 2017 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- CA
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Total Assets Under Management1MILLIONS
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Total Number of Accounts28ACCOUNTS
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Average Account Value$32,402
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Educational seminars/workshops
CA
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