Theresa MouwCRD Number: 3148102
Current Firm: The Huntington Investment Company
Theresa Mouw (CRD# 3148102) is an Investment Advisor Representative working at The Huntington Investment Company in Muskegon, MI and has over 13 years of experience in the finance industry.
First Financial Advisors Inc.
Waddell & Reed
Securities America Advisors, Inc.
|The Huntington Investment Company||Columbus, OH||Dec 2009 - Current||7|
|Huntington National Bank||Grand Haven, MI||Dec 2009 - Aug 2010||< 1|
|Chase Investment Services Corp.||Chicago, IL||Jul 2005 - Nov 2009||4|
|Bank One||Spring Lake, MI||Jan 2004 - Nov 2009||5|
|Act Inc.||Muskegon, MI||Jan 2005 - Jun 2008||3|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Dec 2003|
|S65||NASAA Investment Advisors Law Examination||Nov 2010|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Customer Dispute
Total Assets Under Management734MILLIONS
Total Number of Accounts7,522ACCOUNTS
Average Account Value$97,589
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV
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