Theresa Mouw, financial advisor Muskegon MI
83 score

Theresa Mouw

CRD Number: 3148102
Current Firm: The Huntington Investment Company

Theresa Mouw (CRD# 3148102) is an Investment Advisor Representative working at The Huntington Investment Company in Muskegon, MI and has over 13 years of experience in the finance industry.

Similar Advisors
Eric Lans, financial advisor Muskegon MI
Eric M. Lans
CRD# 4511105
First Financial Advisors Inc.
Score
103
Similar Advisors
Daniel Lauraine, CRPC, financial advisor Muskegon MI
Daniel J. Lauraine, CRPC
CRD# 2894516
Waddell & Reed
Score
98
Similar Advisors
William Bassow, financial advisor Muskegon MI
William J. Bassow
CRD# 1293561
Securities America Advisors, Inc.
Score
96
Company Name Location Dates Years
The Huntington Investment Company Columbus, OH Dec 2009 - Current 7
Huntington National Bank Grand Haven, MI Dec 2009 - Aug 2010 < 1
Chase Investment Services Corp. Chicago, IL Jul 2005 - Nov 2009 4
Bank One Spring Lake, MI Jan 2004 - Nov 2009 5
Act Inc. Muskegon, MI Jan 2005 - Jun 2008 3
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Dec 2003
S65 NASAA Investment Advisors Law Examination Nov 2010
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Customer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for Theresa A. Mouw
Phone Number: 800.322.4600
Registered State(s):
  • MI
By the Numbers
  • Total Assets Under Management
    734
    MILLIONS
  • Total Number of Accounts
    7,522
    ACCOUNTS
  • Average Account Value
    $97,589
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

Ready to hire a financial advisor? Get competitive proposals from Theresa Mouw and other advisors.
BADGES
83

About Wealthminder

Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.

Wealthminder is a database of every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.

If you are looking for a specific financial advisor and you can’t find them on Wealthminder, it’s likely that they are either exclusively a broker or are unlicensed - please contact us and we’ll try to help!

Finding a Financial Advisor through Wealthminder

Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.

The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.

Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.

You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.

Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.