Andrew Simmons, financial advisor Mystic CT
90 score

Andrew Simmons

CRD Number: 6146021
Current Firm: Morgan Stanley

Andrew Simmons (CRD# 6146021) is an Investment Advisor Representative working at Morgan Stanley in Mystic, CT and has over 3 years of experience in the finance industry.

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Company Name Location Dates Years
Morgan Stanley Private Bank, N.a. New York, NY Apr 2016 - Current < 1
Morgan Stanley Smith Barney LLC Mystic, CT Apr 2016 - Current < 1
Citizens Securities Inc. Warwick, RI Oct 2015 - Apr 2016 < 1
Morgan Stanley Private Bank, National Association New York, NY Jan 2015 - Oct 2015 < 1
Morgan Stanley Wealth Management Mystic, CT Dec 2012 - Jan 2015 2
Dynasty Financial Partners New York, NY Sep 2012 - Nov 2012 < 1
Pirate Brands Sea Cliff, NY Jul 2012 - Aug 2012 < 1
Bank Of New York Mellon Boston, MA Aug 2011 - Jun 2012 < 1
University Of Rhode Island Kingston, RI Sep 2007 - Jun 2011 3
Bishop Hendricken Warwick, RI Aug 2003 - Aug 2007 4
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Feb 2013
Contact Info for Andrew E. Simmons
Phone Number: 914-225-5510
Registered State(s):
  • CT
By the Numbers
  • Total Assets Under Management
    535,890
    MILLIONS
  • Total Number of Accounts
    1,563,538
    ACCOUNTS
  • Average Account Value
    $342,742
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Commissions
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
90
Clean Record
This advisor has a clean track record with regulators.

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