James Dimarco, financial advisor Napa CA
73 score

James Dimarco

CRD Number: 5558032
Current Firm: Financial Advocates Investment Management

James Dimarco (CRD# 5558032) is an Investment Advisor Representative working at Financial Advocates Investment Management in Napa, CA and has over 8 years of experience in the finance industry.

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Company Name Location Dates Years
Financial Advocates Investment Management Napa, CA Jul 2015 - Current 1
Lpl Financial, LLC Napa, CA Jul 2015 - Current 1
Various Insurance Carriers For W&r Insurance Agencies Penngrove, CA Jan 2009 - Jul 2015 6
Waddell & Reed, Inc. Napa, CA Aug 2008 - Jul 2015 6
Unemployed Rohnert Park, CA Jun 2008 - Aug 2008 < 1
Cross Check Inc. Rohnert Park, CA Mar 2008 - Jun 2008 < 1
Unemployed Rohnert Park, CA Jan 2007 - Mar 2008 1
Fry's Electronics San Jose, CA Mar 1993 - Jan 2007 13
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Oct 2008
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Criminal Record
Get Details on the FINRA Advisor Check site
Contact Info for James W. Dimarco
Phone Number: 360-866-2345
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    1,087
    MILLIONS
  • Total Number of Accounts
    6,384
    ACCOUNTS
  • Average Account Value
    $170,222
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
Types of Clients
Registered States

AK, AZ, CA, CO, FL, HI, ID, IL, LA, ME, MN, MS, MT, NC, NH, NJ, NV, NY, OH, OR, TX, UT, WA

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BADGES
73

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