Kenneth Shuler (CRD# 5035418) is an Investment Advisor Representative working at Pma Asset Management, LLC in Naperville, IL and has over 18 years of experience in the finance industry.
CRD# 2167053
Prairie Investment Advisors, LLC
CRD# 6279669
Lincoln Financial Advisors Corporation
CRD# 3077224
Global Brokerage Services, Inc.
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Pma Securities, LLC | Naperville, IL | Feb 2021 - Current | 3 |
| Rbc Global Asset Management (u.s.) Inc. | Lancaster, PA | Sep 2019 - Jan 2021 | 1 |
| Rbc Capital Markets, LLC | Lancaster, PA | Sep 2019 - Jan 2021 | 1 |
| Unemployed | Reading, PA | Jun 2018 - Aug 2019 | 1 |
| Rbc Capital Markets, LLC | Lancaster, PA | Jan 2012 - May 2018 | 6 |
| Rbc Global Asset Management (u.s.) Inc. | Lancaster, PA | Jan 2012 - May 2018 | 6 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Nov 2005 |
| S65 | NASAA Investment Advisors Law Examination | Mar 2012 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- PA
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Total Assets Under Management26,994MILLIONS
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Total Number of Accounts499ACCOUNTS
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Average Account Value$54,095,614
- A percentage of assets under your management
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
AZ, CO, FL, IA, IL, MI, MN, MO, NE, NY, OK, PA, SD, TX, WI
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