Lisa Zarkin (CRD# 2158487) is an Investment Advisor Representative working at Sequoia Wealth Management, LLC in Naperville, IL and has over 32 years of experience in the finance industry. Lisa Zarkin has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 2216510
Sequoia Wealth Management, LLC
CRD# 6067744
Goldstone Financial Group, LLC
CRD# 5648094
Highpoint Planning Partners
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Sequoia Wealth Management, LLC | Naperville, IL | May 2017 - Current | 7 |
| Lpl Financial, LLC | Naperville, IL | Sep 2009 - Current | 14 |
| Zoo On Yoo | Naperville, IL | Nov 2006 - Current | 17 |
| Plansmart Financial Services | Naperville, IL | Feb 1992 - Current | 32 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Oct 1991 |
| S65 | NASAA Investment Advisors Law Examination | Jan 1998 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- IL
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Total Assets Under Management457MILLIONS
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Total Number of Accounts2,593ACCOUNTS
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Average Account Value$176,316
- A percentage of assets under your management
- Hourly charges
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- Financial planning services
- Portfolio management for individuals and/or small businesses
- Educational seminars/workshops
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