Michael Marino (CRD# 5784881) is an Investment Advisor Representative working at Pma Asset Management, LLC in Naperville, IL and has over 13 years of experience in the finance industry.
CRD# 2518026
Calamos Advisors LLC
CRD# 4316392
Spc
CRD# 5438918
Merrill Lynch, Pierce, Fenner & Smith Incorporated
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Pma Securities, LLC | Naperville, IL | Feb 2021 - Current | 3 |
| Rbc Capital Markets, LLC | Larchmont, NY | Nov 2019 - Jan 2021 | 1 |
| Rbc Global Asset Management (u.s.) Inc. | Larchmont, NY | Nov 2019 - Jan 2021 | 1 |
| Tiaa | Poughkeepsie, NY | Nov 2014 - Nov 2019 | 5 |
| Tiaa-cref Individual & Institutional Services, LLC | Poughkeepsie, NY | Nov 2014 - Nov 2019 | 5 |
| Northwestern Mutual Investment Serivces LLC | Poughkeepsie, NY | Jun 2013 - Oct 2014 | 1 |
| Joseph Small | Poughkeepsie, NY | Jun 2013 - Oct 2014 | 1 |
| Marc Gravatt | Poughkeepsie, NY | Jun 2013 - Oct 2014 | 1 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Aug 2010 |
| S65 | NASAA Investment Advisors Law Examination | Jun 2011 |
- NY
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Total Assets Under Management26,994MILLIONS
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Total Number of Accounts499ACCOUNTS
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Average Account Value$54,095,614
- A percentage of assets under your management
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
AZ, CO, FL, IA, IL, MI, MN, MO, NE, NY, OK, PA, SD, TX, WI
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