John Ruff (CRD# 1254423) is an Investment Advisor Representative working at Naples Asset Management Company, LLC in Naples, FL and has over 33 years of experience in the finance industry.
CRD# 4670011
Riverglades Family Offices, LLC
Score
103
CRD# 6336284
Independent Financial Partners
Score
100
CRD# 5864610
Aci Wealth Advisors
Score
100
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Naples Ais, Inc. | Estero, FL | Sep 2008 - Current | 8 |
| Ubs Financial Services Inc. | New York, NY | Feb 2007 - Sep 2008 | 1 |
| Mcdonald Investments Inc. | Bonita Springs, FL | Jun 1992 - Feb 2007 | 14 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Apr 1984 |
| S66 | NASAA Uniform Combined State Law Examination | Nov 2002 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.
Reported Disclosure Event:- Customer Dispute
- FL
- OH
-
Total Assets Under Management105MILLIONS
-
Total Number of Accounts338ACCOUNTS
-
Average Account Value$310,104
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Other
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
- Other
CA, CO, FL, GA, MS, NC, NJ, NY, OH, OR, TX
About Wealthminder
Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.
Wealthminder is a database of every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.
If you are looking for a specific financial advisor and you can’t find them on Wealthminder, it’s likely that they are either exclusively a broker or are unlicensed - please contact us and we’ll try to help!
Finding a Financial Advisor through Wealthminder
Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.
The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.
Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.
You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.
Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.