Richard SmargCRD Number: 816052
Current Firm: M Holdings Securities, Inc.
Richard Smarg (CRD# 816052) is an Investment Advisor Representative working at M Holdings Securities, Inc. in Naples, FL and has over 24 years of experience in the finance industry.
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Truist Advisory Services, Inc.
Hightower Advisors, LLC
|M Holdings Securities, Inc.||Portland, OR||Nov 2016 - Current||5|
|M Holdings Securities, Inc.||Portland, OR||Nov 2000 - Current||21|
|Retirement & Insurance Resources, LLC||Naples, FL||Dec 1998 - Current||23|
|Advisors Trust Planning And Investment Company||Naples, FL||Oct 1998 - Current||23|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Nov 1997|
|S65||NASAA Investment Advisors Law Examination||Mar 1998|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved.Get Details on the FINRA Advisor Check site
Total Assets Under Management4,583MILLIONS
Total Number of Accounts9,704ACCOUNTS
Average Account Value$472,240
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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