David Moore (CRD# 1324619) is an Investment Advisor Representative working at Cambridge Investment Research Advisors, Inc. in Naples, NY and has over 39 years of experience in the finance industry. David Moore has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 4263187
Edward Jones
CRD# 2759149
Securities America Advisors, Inc.
CRD# 4482025
Cambridge Investment Research Advisors, Inc.
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Peak Brokerage Services, LLC | Jupiter, FL | Apr 2024 - Current | < 1 |
| Independent Solutions Wealth Management, LLC | Williamsville, NY | Apr 2024 - Current | < 1 |
| Moore Financial Group | Naples, NY | Jan 2020 - Current | 4 |
| Cambridge Investment Research, Inc. | Fairfield, IA | Jul 2021 - Apr 2024 | 2 |
| Cambridge Investment Research Advisors, Inc. | Fairfield, IA | Jul 2021 - Apr 2024 | 2 |
| Mass Mutual Life Insurance Company | Rochester, NY | Jan 2020 - Jul 2021 | 1 |
| Mml Investors Services, LLC | Rochester, NY | Jan 2020 - Jul 2021 | 1 |
| Changepath, LLC | Rochester, NY | Jul 2019 - Dec 2019 | < 1 |
| Mml Investors Services, LLC | Rochester, NY | Jan 2018 - Jul 2019 | 1 |
| Massachusetts Mutual Life Insurance Company | Rochester, NY | Jan 2018 - Jul 2019 | 1 |
| American Portfolios Financial Services, Inc. | Holbrook, NY | Apr 2015 - Jan 2018 | 2 |
| Client One Securities, LLC | Naples, NY | Nov 2014 - Apr 2015 | < 1 |
| Client One Securities, LLC | Naples, NY | Mar 2013 - Oct 2014 | 1 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Dec 1984 |
- NY
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Total Assets Under Management87,369MILLIONS
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Total Number of Accounts448,526ACCOUNTS
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Average Account Value$194,791
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Commissions
- Other
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Market timing services
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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