Leigh Richardson, financial advisor Nashua NH
93 score

Leigh Richardson

CRD Number: 2013687
Current Firm: Rbc Capital Markets, LLC

Leigh Richardson (CRD# 2013687) is an Investment Advisor Representative working at Rbc Capital Markets, LLC in Nashua, NH and has over 12 years of experience in the finance industry.

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Company Name Location Dates Years
Rbc Capital Markets Corporation Nashua, NH Jun 2008 - Current 8
Wachovia Securities, LLC Nashua, NH Jan 2008 - Jun 2008 < 1
Wachovia Securities, LLC Nashua, NH Jan 2008 - Jun 2008 < 1
A.g. Edwards & Sons, Inc. Nashua, NH Oct 1989 - Jan 2008 18
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination May 2004
Contact Info for Leigh A. Richardson
Phone Number: 212-858-7000
Firm Website: https://www.rbccm.com
Registered State(s):
  • NH
By the Numbers
  • Total Assets Under Management
    76,274
    MILLIONS
  • Total Number of Accounts
    192,243
    ACCOUNTS
  • Average Account Value
    $396,757
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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