Anthony Malizia (CRD# 6211049) is an Investment Advisor Representative working at Alliancebernstein LP in Nashville, TN and has over 8 years of experience in the finance industry. Anthony Malizia has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 2638266
Cypress Capital, LLC
CRD# 3240223
Ameriprise Financial Services, LLC
CRD# 2546494
Ameriprise Financial Services, LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Sandford C. Bernstein & Company, LLC | New York, NY | Feb 2018 - Current | 6 |
| Hergenroeder Financial Advisors, Inc. | Timonium, MD | Mar 2016 - Feb 2018 | 1 |
| Lpl Financial, LLC | Timonium, MD | Mar 2016 - Feb 2018 | 1 |
| Hergenroeder Financial Advisors, Inc. | Timonium, MD | Nov 2014 - Mar 2016 | 1 |
| Lpl Financial, LLC | Timonium, MD | Oct 2014 - Mar 2016 | 1 |
| Hergenroeder Financial Advisors | Timonium, MD | Jun 2013 - Oct 2014 | 1 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | Feb 2016 |
- NY
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Total Assets Under Management651,482MILLIONS
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Total Number of Accounts62,140ACCOUNTS
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Average Account Value$10,484,100
- A percentage of assets under your management
- Subscription fees (for a newsletter or periodical)
- Fixed fees (other than subscription fees)
- Commissions
- Performance-based fees
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies (as well as "business development companies")
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Other
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV
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